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principles
This
page looks at statements of principle regarding privacy,
such as the 1948 Universal Declaration of Human Rights
and the OECD Guidelines on the Protection of Privacy
& Transborder Flows of Personal Data.
It covers -
background
As noted the historical and philosophical studies highlighted
later in this guide,
notions of privacy have a long history. David Banisar
for example points to provisions in the English Justices
of the Peace Act of 1361 against peeping toms.
Western legislation dealing with surveillance and data
protection essentially dates from the Enlightenment, best
articulated in the 1789 French Declaration of the Rights
of Man (here).
Well over a century later the 1948 Universal Declaration
of Human Rights (UDHR)
dealt with communication and territorial privacy in stating
that -
No
one should be subjected to arbitrary interference with
his privacy, family, home or correspondence, nor to
attacks on his honour or reputation. Everyone has the
right to the protection of the law against such interferences
or attacks
The
UDHR and other human rights statements, along with national
anti-discrimination legislation, is discussed in our Human
Rights profile.
The landmark 1794 Medical Jurisprudence; or, A Code
of Ethics & Institutes Adapted to the Professions
of Physic & Surgery by Thomas Percival (1740-1804)
- a foundation of medical ethics codes in the UK, US and
Australia - while using the term "ethics," had
in effect written a book on medical "etiquette,"
describing the ways in which physicians dealt with each
other and their patients.
1950 ECHR
The 1950 European Convention for the Protection of
Human Rights & Fundamental Freedoms (ECHR)
declared that -
1
Everyone has the right to respect for his private and
family life, his home and his correspondence.
2 There shall be no interference by a public
authority with the exercise of this right except as
in accordance with the law and is necessary in a democratic
society in the interests of national security, public
safety or the economic well-being of the country, for
the prevention of disorder or crime, for the protection
of health of morals, or for the protection of the rights
and freedoms of others.
In
1976 the European Commission of Human Rights, established
under that Convention, commented that
For
numerous Anglo-Saxon and French authors, the right to
respect 'private life' is the right to privacy, the
right to live, as far as one wishes, protected from
publicity ... In the opinion of the Commission, however,
the right to respect for private life does not end there.
It comprises also, to a certain degree, the right to
establish and develop relationships with other human
beings, especially in the emotional field for the development
and fulfillment of one’s own personality
and
reiterated that privacy was a fundamental human right
that must be reflected in legislation across the EU.
In 1981 the Council of Europe agreed on a Convention
for the Protection of Individuals with regard to the Automatic
Processing of Personal Data (here).
That Convention built on two 1973 Resolutions by the Council's
Committee of Ministers after expressions of concern that
both European Community and national legislation had failed
to keep pace with data processing.
The Council concluded that
'Information
power' brings with it a corresponding social responsibility
of the data users in the private and public sector.
In modern society, many decisions affecting individuals
are based on information stored in computerised data
files: payroll, social security records, medical files,
etc. It is essential that those responsible for these
files should make sure that the undeniable advantages
they can obtain from automatic data processing do not
at the same time lead to a weakening of the position
of the persons on whom data are stored. For this reason,
they should maintain the good quality of the information
in their care, refrain from storing information which
is not necessary for the given purpose, guard against
unauthorised disclosure or misuse of the information,
and protect the data, hardware and software against
physical hazards.
OECD Guidelines
In 1981 the Organisation for Economic Cooperation &
Development released Guidelines
Governing the Protection of Privacy & Transborder
Data Flows of Personal Data. Australia's Michael Kirby,
founding executive of the Australian Law Reform Commission
and later a justice of the High Court, was a key figure
in the development of those guidelines.
The OECD guidelines were adopted by the Australian Federal
Government in 1984, with a Privacy Act in 1988 (described
on the following page of this guide) covering federal
agencies.
The principles embodied in the Guidelines were that personal
information must be
-
collected fairly and lawfully
- used
only for the purpose specified during collection
-
adequate, relevant and not excessive to that purpose
- accurate
and up to date
- accessible
(eg for verification and correction)
- kept
secure
- subject
to disposal after the purpose is completed.
The
1994 Australian Privacy Charter (here),
a statement by the independent Australian Privacy Charter
Council, accordingly declared that
A
free and democratic society requires respect for the
autonomy of individuals, and limits on the power of
both state and private organisations to intrude on that
autonomy.
Privacy is a value which underpins human dignity and
other key values such as freedom of association and
freedom of speech ...
Privacy is a basic human right and the reasonable expectation
of every person. It should not be assumed that a desire
for privacy means that a person has 'something to hide'.
People who wish to protect their privacy should not
be required to justify their desire to do so.
In
November 2003 the OECD published Privacy Online: OECD
Guidance on Policy and Practice, a work that argues
for a blend of regulatory and self-regulatory approaches
(including legal, technical and educational solutions)
suited to cultural and social contexts. It discusses developments
over the past two decades and supplies specific policy
and practical guidance in promoting privacy protection
online at national and international levels.
EU Directives
In 1995 the European Union's Data Protection Directive,
discussed in more detail here,
sought to harmonise data protection legislation across
the EU, ensuring consistent levels of privacy protection
for EU citizens and enabling free flow of personal information
throughout the EU.
That directive extended the OECD Guidelines, which were
advisory only, and established a global benchmark for
national legislation regarding personal information in
electronic and manual files.
Two years later the EU 'Telecommunications' Directive
Concerning the Processing of Personal Data & the Protection
of Privacy in the Telecommunications Sector (here)
was agreed; individual EU states have been passing national
legislation to give effect that Directive and the one
from 1995.
It is likely that the Telecommunications Directive will
be superseded by a broader 'Electronic Communications'
Directive, proposed in 2000 (PDF),
regarding Processing of Personal Data & the Protection
of Privacy in the Electronic Communications Sector.
The new Directive covers prohibitions on spam
and protection for mobile phone users from precise geolocation
services.
an ISO standard?
What about a global quality standard for privacy protection,
rather than national legislation and bilateral/multilateral
agreements?
In 1995 the International Organization for Standardization
(ISO),
an umbrella body for national standards agencies such
as Standards Australia, has been exploring the feasibility
of an ISO privacy standard that would reflect the EU Directive
and experience in national privacy standard development,
such as that of Canada.
Advocates have suggested that such a standard would be
welcomed by major businesses and many governments, providing
a useful mechanism that would supplement rather than replace
legislation, that would encourage best practice through
a certification scheme and underpin accountability by
facilitating independent audits.
However there has been little consensus about whether
the ISO should indeed develop a standard and the specific
features of that standard. The October 1998 OECD Ministerial
Declaration on the Protection of Privacy on Global Networks
temporised, commenting that
the
technology-neutral principles of the 1980 OECD Privacy
Guidelines continue to represent international consensus
and guidance concerning the collection and handling
of personal data in any medium, and provide a foundation
for privacy protection on global networks.
In
responding to moves to encourage work by the ISO the US
Council for International Business (USCIB) commented
in 2000 that the ISO
correctly determined that a privacy management system
could not bridge the vastly different cultural, legal,
regulatory and philosophical approaches to data privacy.
A
response to such criticisms is provided in Colin Bennett's
2000 paper (PDF)
on An International Standard for Privacy Protection:
Objections to the Objections.
impact
The 1990s EU Directives have driven development in Canada,
New Zealand, the US and Australia among other countries.
That reflects the Directives' significance as a model.
It also reflects the enforcement provisions in the legislation:
individuals ('data subjects') are able to invoke national
data protection commissioners in administering rules about
the flow of information across the EU's borders.
The expectation is that personal data relating to European
citizens will have same level of protection when it is
exported to - and processed in - countries outside the
EU although sadly, that is not currently the case in Australia.
Meaningful trade with EU consumers involves compliance
with the Directives.
The Directives strengthened existing EU protection (at
the community and national levels) regarding
-
the right to know where data originated
-
the right to have inaccurate data rectified
-
a right of recourse in the event of unlawful processing
-
the right to withhold permission to use data in some
circumstances.
Under
the EU regime individuals have a right to opt-out, free
of charge, from being sent direct marketing material.
Commercial and government use of sensitive personal data
relating to finances or health will generally require
an 'explicit and unambiguous' consent by the data subject.
Telecommunication service providers must ensure the privacy
of user communications, including internet-related activity.
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